The FMT has jurisdiction to hear and determine any reference where a provision of legislation administered by the DFSA or a provision in or made under a DIFC Law provides that a matter …

Oct 20, 2015 · Notably, ADGM’s proposed client classification regime in Chapter 2 of COBS is in line with the DIFC’s client classification regime which was introduced in April 2015 and …

These UNSC obligations apply in the DIFC and their importance is emphasised by specific obligations contained in this module requiring Relevant Persons to establish and maintain …

In this syllabus, unless the context otherwise requires, words and expressions shall have the meaning ascribed to it in the relevant law, rule or regulation.

This document provides a summary of the key changes made to the Conduct of Business (COB) module. It notes that material revisions have been made to the current COB module, so it does …

Jan 20, 2007 · Firms are reminded that a customer's interests are paramount. A firm must not: unless the firm has taken reasonable steps to ensure that the deal or switch is in the …

Jan 30, 2015 · DIFC, including the reduction of systemic risk;<br /> to prevent, detect and restrain conduct that causes or may cause damage to the<br /> reputation of the DIFC or the financial …

DIFC, which were not re-insurance. Mr Grimes was also aware of CDL’s Insurance Intermediation activities, which were subsequently found by the DFSA to contravene COB Rule 7.2.2.(b), yet …

An Authorised Firm can act as the Operator or Administrator of two types of Employee Money Purchase Schemes, (a) a scheme that is established in the DIFC, or (b) a Non-DIFC Scheme.

An English language, common law jurisdiction, with entities operating in ADGM/DIFC being exempt from the application of UAE Federal and Emirate-level laws on civil and commercial …